Jeannine F. Holloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeannine Friedman Holloway, who also goes by Jeannine Friedman, Jeannine Friedman Holloway, Jeannine Friedman Kirk, was a registered financial professional .
Jeannine is a previously registered financial professional and started their career in finance in 1998. Jeannine had worked at 5 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2011 - May 7, 2012
SANDLAPPER SECURITIES, LLC
February 1, 2006 - August 22, 2011
CAPWEST SECURITIES, INC.
August 16, 2004 - January 12, 2006
METROPOLITAN LIFE INSURANCE COMPANY
August 16, 2004 - January 12, 2006
MSI FINANCIAL SERVICES, INC.
August 20, 1998 - June 14, 2004
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDLAPPER SECURITIES, LLC
CRD#: 137906 / SEC#: , 8-67128
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
