Ronnie L. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronnie Lee Thomas, who also goes by Ron L Thomas, Ron Thomas, was a registered financial professional .
Ronnie is a previously registered financial professional and started their career in finance in 1997. Ronnie had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - July 5, 2017
VARIABLE INVESTMENT ASSOCIATES, INC.
October 20, 2009 - December 31, 2014
PACKERLAND BROKERAGE SERVICES, INC.
September 14, 2004 - October 20, 2009
PARKLAND SECURITIES, LLC
May 6, 2002 - September 15, 2004
MAIN STREET SECURITIES, LLC
November 21, 1997 - July 10, 2000
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
