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KM

Kevin M. Morgan

BG WORLDWIDE SECURITIES
Westlake Village, CA 91362
Some features on this profile are disabled
CRD#: 2970378
KM

Professional summary

Kevin Michael Morgan is a registered financial professional currently at BG WORLDWIDE SECURITIES, INC. located in Westlake Village, California.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2007. Kevin has worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2007 - Present

BG WORLDWIDE SECURITIES, INC.

Office #1: 340 North Westlake Blvd. Suite 160, Westlake Village, CA 91362
BD
CRD#: 121735
Westlake Village, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/7/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/28/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/30/2015
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BW
BG WORLDWIDE SECURITIES, INC.
BG WORLDWIDE SECURITIES, INC. | BGI SECURITIES CORPORATION

CRD#: 121735 / SEC#: , 8-65440

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Mailing Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Phone number
(310) 551-2800
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BENEFITS GROUP WORLDWIDE, INC.OWNER
ONESTO, RICHARD ERNESTPFO, POO, FINOP2453096
SHOR, ROBERT EDWARDPRESIDENT, CCO1701164
SHOR, ROBERT EDWARDPRINCIPAL OPERATING OFFICER1701164
SWEENEY, BRIAN PATRICKPRINCIPAL4174087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BG WORLDWIDE SECURITIES, INC.

CRD#: 121735Westlake Village, CA 91362

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