Tyler M. Kerrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Mcclintock Kerrigan was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 1998. Tyler had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2011 - May 18, 2015
IBERIA CAPITAL PARTNERS L.L.C.
December 1, 2009 - October 10, 2011
MADISON WILLIAMS AND COMPANY
October 16, 2008 - December 16, 2009
SANDERS MORRIS LLC
August 25, 2005 - November 3, 2008
COKER & PALMER
October 21, 2003 - September 13, 2005
STERNE, AGEE & LEACH, INC.
February 22, 1999 - January 28, 2003
CAPITAL ONE INVESTMENTS, LLC
March 5, 1998 - February 10, 1999
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
