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Scott David Hennells

CRD# 2970244·Registered 1998 - 2019
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott David Hennells was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1998 - 2019. Scott had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

REHMANN FINANCIAL NETWORK, LLC·CRD# 165027
BD
Lansing, MI
July 18, 2018 - November 6, 2019
OSAIC WEALTH, INC.·CRD# 23131
BD
Bonita, FL
January 25, 2016 - January 10, 2018
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Bonita Springs, FL
May 15, 2003 - January 27, 2016
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Schaumburg, IL
November 5, 1999 - May 12, 2003
HOCHMAN & BAKER SECURITIES, INC.·CRD# 19949
BD
Stamford, CT
January 30, 1998 - November 10, 1999

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Current Firm

RF
REHMANN FINANCIAL NETWORK, LLC

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: 8-69134
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4086 Legacy Parkway, Lansing, MI 48911

Mailing Address

4086 Legacy Parkway, Lansing, MI 48911

Phone Number

(517) 316-2400

Established

Michigan since 07/06/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY—
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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