Scott D. Hennells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Hennells was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1998. Scott had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2018 - November 6, 2019
REHMANN FINANCIAL NETWORK, LLC
January 25, 2016 - January 10, 2018
OSAIC WEALTH, INC.
May 15, 2003 - January 27, 2016
KESTRA INVESTMENT SERVICES, LLC
November 5, 1999 - May 12, 2003
CETERA FINANCIAL SPECIALISTS LLC
January 30, 1998 - November 10, 1999
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REHMANN FINANCIAL NETWORK, LLC
CRD#: 165027 / SEC#: , 8-69134
Contact information
FINRA licenses (29 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
