Clara Villalobos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clara Villalobos, who also goes by Clara V Gomez, was a registered financial professional .
Clara is a previously registered financial professional and started their career in finance in 1998. Clara had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - September 1, 2025
STRATEGIC ADVISERS LLC
April 8, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 23, 2021 - September 1, 2025
FIDELITY BROKERAGE SERVICES LLC
November 1, 2017 - December 31, 2019
CETERA WEALTH SERVICES, LLC
February 26, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
January 22, 2013 - December 22, 2014
EQUITY SERVICES, INC.
February 1, 2012 - September 17, 2012
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 26, 2010 - September 26, 2011
CAPITAL CLIENT GROUP, INC.
October 25, 2004 - March 3, 2010
ADVISORS ASSET MANAGEMENT, INC.
March 22, 2004 - March 3, 2010
ADVISORS ASSET MANAGEMENT, INC.
February 11, 1999 - December 19, 2003
USAA INVESTMENT SERVICES COMPANY
January 8, 1999 - December 19, 2003
USAA INVESTMENT SERVICES COMPANY
February 20, 1998 - December 11, 1998
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
