Darren M. Harp

ARTIFEX FINANCIAL GROUP

Oakwood, OH 45419

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CRD#: 2970051

Professional summary

Darren Matthew Harp, AIF® is a registered financial advisor currently at ARTIFEX FINANCIAL GROUP, LLC located in Oakwood, Ohio.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Darren has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Matthew Harp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 27, 2011 - Present

ARTIFEX FINANCIAL GROUP, LLC

Office #1: 2305 Far Hills Avenue Suite 206, Oakwood, OH 45419

RIA

CRD#: 140643

Oakwood, OH

Past

March 27, 2007 - May 14, 2010

ARTIFEX FINANCIAL GROUP, LLC

RIA

CRD#: 140643

OAKWOOD, OH

Past

February 14, 2005 - March 23, 2007

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DAYTON, OH

Past

August 6, 2003 - March 23, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

DAYTON, OH

Past

October 24, 2001 - June 26, 2003

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MCLEAN, VA

Past

December 9, 1998 - June 26, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 13, 1997 - May 7, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARTIFEX FINANCIAL GROUP, LLC

ARTIFEX FINANCIAL GROUP, LLC | ARTISAN FINANCIAL GROUP, LLC

CRD#: 140643 / SEC#: 801-112759

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/27/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARTIFEX FINANCIAL GROUP, LLC

ARTIFEX FINANCIAL GROUP, LLC | ARTISAN FINANCIAL GROUP, LLC

CRD#: 140643 / SEC#: 801-112759

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/28/2018 Terminated)

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Contact information

Main Address

2305 Far Hills Avenue Suite 206, Oakwood, OH 45419

Mailing Address

Phone number

(855) 752-6644

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARTIFEX FINANCIAL GROUP FORM ADV PART 2A (MARCH 18, 2025) (3/18/2025)

Regulatory assets under management

Total Number of Accounts	917
AUM (Assets Under Management)	$ 282,024,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darren M. Harp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Matthew Harp's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARTIFEX FINANCIAL GROUP, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ARTIFEX FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2001

Series 63

Date: 2/4/1999

Series 7

Date: 1/29/1999

Series 6

Date: 11/12/1997

Current Firm

ARTIFEX FINANCIAL GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARTIFEX FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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