JT
John R. Trentanove
CAPITOL SECURITIES MANAGEMENT
CHARLOTTESVILLE, VA
Some features on this profile are disabled
CRD#: 2969655
JT
Professional summary
John R Trentanove is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Charlottesville, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: JOHN TRENTANOVE Investment-related: YES Address: 1003B ELLIOTT AVE. CHARLOTTESVILLE, VA 22902 Nature of the other business: BASEMENT APARTMENT RENTAL Position, title, or relationship with the other business: LANDLORD OWNER Start date: 9/1/2014 Approximate number of hours/month you devote to the other business: 1 HOUR PER WEEK Approximate number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: MAINTAIN, MARKET AND RENT APARTMENT 2) Trust account: MADELINE TRENTANOVE & GIULIO TRENTANOVE TRUST Trustee on FAMILY account. Relationship of grantor: MOTHER
CRS (Client Relationship Summary) - RIA
Click below to view John R Trentanove's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John R Trentanove's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2015 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #2: 414 E. Market Street St.suite F, Charlottesville, VA 22902RIA
BD
CRD#: 14169
CHARLOTTESVILLE, VA
Current
January 2, 2015 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 414 E. Market Street St.suite F, Charlottesville, VA 22902RIA
BD
CRD#: 14169
CHARLOTTESVILLE, VA
Past
February 27, 1998 - January 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHARLOTTESVILLE, VA
Past
February 4, 1998 - January 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHARLOTTESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/2/2015)
RR
Georgia(1/2/2015)
RR
Illinois(1/2/2015)
RR
Indiana(1/8/2015)
RR
Maine(12/9/2019)
RR
Maryland(1/2/2015)
RR
Massachusetts(1/5/2015)
RR
Michigan(1/2/2015)
RR
Missouri(1/2/2015)
RR
New Jersey(1/12/2015)
RR
New York(1/2/2015)
RR
North Carolina(1/2/2015)
RR
Ohio(1/2/2015)
RR
Oregon(5/27/2024)
RR
Pennsylvania(11/5/2024)
RR
South Carolina(1/2/2015)
RR
Tennessee(2/13/2018)
IAR
Texas(6/22/2017)
RR
Texas(2/27/2023)
RR
Vermont(1/2/2015)
RR
Virginia(1/2/2015)
IAR
Virginia(1/2/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
