Michael Timothy Anderson
Professional Summary
Michael Timothy Anderson, who also goes by Tim Anderson, is a registered financial advisor currently at BMO NESBITT BURNS SECURITIES LTD. and . Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 38 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Anderson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BMO NESBITT BURNS SECURITIES LTD.
Contact Information
Main Address
1 First Canadian Place 41st Floor, Toronto, Ontario, M5X 1A1Mailing Address
320 South Canal Street Floor 7, Chicago, IL 60606Phone Number
(416) 624-5509# of Employees
303SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,330AUM (Assets Under Management)
$1,197,584,310Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BMO NESBITT BURNS SECURITIES LTD.
State Registrations and Notice Filings
(10/11/2022)
(1/23/1998)
(6/2/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Oct 1997SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Timothy Anderson's CRS (Customer Relationship Summary).
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