Leon A. Wells

SANJAC ALPHA LP

Houston, TX 77098

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CRD#: 2969510

Professional summary

Leon Andrew Wells, who also goes by Andy Wells, is a registered financial advisor currently at SANJAC ALPHA LP located in Houston, Texas.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Leon has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Wells

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1. Name: CAY 365, LLC; Investment Related: NO; Address: 5401 INWOOD DR, HOUSTON, TX 77056; Nature of Business: RESORT DEVELOPMENT; Position: CHAIRMAN OF THE MANAGERS; Start Date: 04/2023; Hours: 15 HOURS MONTHLY and 0 HOURS MONTHLY DURING TRADING HOURS; Duties: ACTING AS CHAIRMAN OF THE MANAGERS #2 Name: 2A SPORTS, LLC; Investment Related: NO; Address: 10402 KILBRIDE WAY CT., SPRING, TX 77379; Nature of Business: SPORTING GOOD SALES; Position: OWNER; Start Date: 02/2017; Hours: 5 HOURS MONTHLY and 0 HOURS MONTHLY DURING TRADING HOURS; Duties: SALES #3. Name: PEERLESS CAPITAL LLC; Investment Related: YES; Address: 10402 KILBRIDE WAY CT., SPRING, TX 77379; Nature of Business: REAL ESTATE; Position: MANAGER; Start Date: 05/2023; Hours: 4 HOURS MONTHLY and 0 HOURS MONTHLY DURING TRADING HOURS; Duties: ACTING AS CHAIRMAN OF MANAGERS #4. Name: MEEK RANCH DEVELOPMENT LLC; Investment Related: YES; Address: 21750 HARDY OAK BLVD STE 104 PMB 746800 SAN ANTONIO, TX 78258; Nature of Business: REAL ESTATE; Position: MANAGER; Start Date: 05/2023; Hours: 4 HOURS MONTHLY and 0 HOURS MONTHLY DURING TRADING HOURS; Duties: ACTING AS CHAIRMAN OF MANAGERS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Andrew Wells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

SANJAC ALPHA LP

Office #1: 3033 W Alabama, Houston, TX 77098

RIA

CRD#: 329302

Houston, TX

Past

July 3, 2012 - July 11, 2022

SARACEN CAPITAL LP

RIA

CRD#: 159405

HOUSTON, TX

Past

March 6, 2012 - May 29, 2012

SARACEN CAPITAL LP

RIA

CRD#: 159405

HOUSTON, TX

Past

October 21, 2010 - December 31, 2011

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

HOUSTON, TX

Past

September 1, 2009 - December 31, 2011

WORLD EQUITY GROUP, INC.

CRD#: 29087

HOUSTON, TX

Past

June 17, 2008 - September 10, 2009

SECUREVEST FINANCIAL GROUP

CRD#: 10100

HOUSTON, TX

Past

May 12, 2003 - June 24, 2008

CAPNET SECURITIES CORPORATION

CRD#: 23669

HOUSTON, TX

Past

July 12, 1999 - January 18, 2001

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

CRD#: 41055

HOUSTON, TX

Past

January 22, 1998 - March 24, 1998

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANJAC ALPHA LP

CRD#: 329302 / SEC#: 801-129278

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/9/2005

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2003

General Securities Principal Examination

Current Firm

SANJAC ALPHA LP

CRD#: 329302 / SEC#: 801-129278

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

3033 W Alabama, Houston, TX 77098

Mailing Address

Phone number

(713) 366-7059

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 993,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leon A. Wells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Andrew Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

SARACEN CAPITAL LP

SARACEN CAPITAL LP

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

SECUREVEST FINANCIAL GROUP

CAPNET SECURITIES CORPORATION

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

SUNSET FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SANJAC ALPHA LP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2003

Series 63

Date: 1/27/1998

Series 7

Date: 1/21/1998

Series 27

Date: 5/9/2005

Series 24

Date: 5/9/2003

Current Firm

SANJAC ALPHA LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

SANJAC ALPHA LP

TRUST BUT VERIFY

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