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Christopher Lee Giles Tave

VANGUARD ADVISERS
PLANO, TX
·CRD# 2969348·21 years experience

Professional Summary

Christopher Lee Giles Tave, who also goes by Christopher Tave, Chris Tave, Christopher Lee Gile Tave, Christopher Lee Giles Tave, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 15 firms and has passed the Series 63,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Tave, Chris Tave, Christopher Lee Gile Tave, Christopher Lee Giles Tave

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

VANGUARD ADVISERS, INC.·CRD# 106715
RIA
7900 Windrose Avenue, Plano, TX 75024
December 9, 2022 - Present
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
7900 Windrose Ave, Plano, TX 75024
September 21, 2022 - Present
GANN°·CRD# 308962
RIA
Frisco, TX
January 15, 2021 - August 8, 2022
GANN°·CRD# 308962
RIA
Frisco, TX
June 23, 2020 - January 15, 2021
CHELSEA FINANCIAL SERVICES·CRD# 47770
BD
Staten Island, NY
September 14, 2019 - March 5, 2020
CHELSEA ADVISORY SERVICES, INC·CRD# 150791
RIA
Frisco, TX
September 12, 2019 - March 5, 2020
TD AMERITRADE, INC.·CRD# 7870
RIA
Garland, TX
February 27, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Garland, TX
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.·CRD# 7870
BD
Garland, TX
February 26, 2018 - September 11, 2019
SCOTTRADE INVESTMENT MANAGEMENT·CRD# 169988
RIA
Saint Louis, MO
January 27, 2017 - February 26, 2018
SCOTTRADE, INC.·CRD# 8206
BD
Allen, TX
June 20, 2016 - February 26, 2018
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Addison, TX
June 1, 2011 - June 21, 2016
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Addison, TX
May 19, 2011 - June 21, 2016
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Dallas, TX
December 9, 2009 - March 30, 2011
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
December 9, 2009 - March 30, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Frisco, TX
December 17, 2007 - December 2, 2009
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Frisco, TX
December 17, 2007 - December 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Plano, TX
March 27, 2006 - December 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Plano, TX
October 25, 2005 - December 7, 2007

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Current Firm

VA
VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - SEC (7/28/1995 Approved)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Phone Number

(610) 669-1000

# of Employees

2,208

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

791,528

AUM (Assets Under Management)

$344,619,578,214

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/24/2025Cover PageReport
10/23/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - SEC (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Iowa
(12/8/2023)
RR
Texas
(12/8/2022)
IAR
Texas
(12/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2022About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2006About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Giles Tave's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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