Angela M. Oneill
NEW HORIZON FINANCIAL STRATEGIES
Ithaca, NY 14850
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CRD#: 2969167
Professional summary
Angela Marie Oneill, CFP®, who also goes by Angela Marie Randolph, is a registered financial advisor currently at NEW HORIZON FINANCIAL STRATEGIES, LLC located in Ithaca, New York.
Angela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Angela has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Marie Randolph
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Randolph O'Neill Vineyard; Ovid, NY; Service Description: Winery-wine production and sales; Start Date: 10/01/2015; Title: Spouse of the owner of the winery. I have no title but will be helping him with the bookkeeping; Duties: Bookkeeping; Time Spent: None of my working time is involved, only my personal time after hours.
2-New Horizon Financial Strategies; Ithaca, NY; No Service Description; Start Date: 09/01/2006; Title: Financial Planner; Duties: Prepare financial plans for clients, analyze asset allocation, recommend investments, evaluate current insurance; Time spent: 80%.
3-SAL, Inc.; Ithaca, NY; No Service Description; Start Date: 09/01/2006; Title: Financial Planner; Duties: Financial planning, asset allocation review, insurance review; Time spent: 15%.
4-Angela O'Neill; Ithaca, NY; Service Description: Insurance; Start Date: 09/01/2006; Title: Financial Advisor; Duties: Life, long-term care, disability insurance sales; Time Spent: 5%.
CRS (Client Relationship Summary) - RIA
Click below to view Angela Marie Oneill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 14, 2021 - Present
NEW HORIZON FINANCIAL STRATEGIES, LLC
Office #1: 944 Dryden Road, Ithaca, NY 14850RIA
CRD#: 125729
Ithaca, NY
Past
June 22, 2011 - July 1, 2019
APW CAPITAL, INC.
BD
CRD#: 43814
Ithaca, NY
Past
October 5, 2009 - June 23, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
BD
CRD#: 17443
ITHACA, NY
Past
September 18, 2006 - October 6, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ITHACA, NY
Past
January 26, 1998 - September 14, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ITHACA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NH
NEW HORIZON FINANCIAL STRATEGIES, LLC
NEW HORIZON FINANCIAL STRATEGIES | NEW HORIZON FINANCIAL STRATEGIES, LLC
CRD#: 125729 / SEC#: 801-118348
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)New York
Registered Investment Advisory firm - (4/13/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(4/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NH
NEW HORIZON FINANCIAL STRATEGIES, LLC
NEW HORIZON FINANCIAL STRATEGIES | NEW HORIZON FINANCIAL STRATEGIES, LLC
CRD#: 125729 / SEC#: 801-118348
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)New York
Registered Investment Advisory firm - (4/13/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
944 Dryden Road, Ithaca, NY 14850
Mailing Address
Phone number
(607) 275-1275
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 975 |
| AUM (Assets Under Management) | $ 183,828,471 |
Red Flags
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Company Information
NEW HORIZON FINANCIAL STRATEGIES, LLC
CRD#: 125729Ithaca, NY 14850TRUST BUT VERIFY
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