Michael A. Canet

PROSTATIS FINANCIAL ADVISORS GROUP

Hanover, MD 21076

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CRD#: 2969136

Professional summary

Michael Anthony Canet, who also goes by Mike Anthony Canet, Mike Canet, is a registered financial advisor currently at PROSTATIS FINANCIAL ADVISORS GROUP located in Hanover, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Anthony Canet | Mike Canet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MICHAEL CANET, NON INVESTMENT-RELATED, 10200 WESTWOOD DRIVE, COLUMBIA, MD, RENTAL PROPERTY OWNER, 06/2003, 1HR/MONTH. 2)MICHAEL CANET, LLC., NON INVESTMENT- RELATED, OWNER, 7580 BUCKINGHAM BLVD, STE. 180, HANOVER, MD. 21076, LAW PRAC, 12/07/97, 10 HRS/MONTH. 3)PROSTATIS GROUP, LLC, INVESTMENT-RELATED, OWNER, 7580 BUCKINGHAM BLVD, STE. 180, HANOVER, MD. 21076 START DATE OF OWNERSHIP 10/01/2003, PROSTATIS FINANCIAL ADVISORS GROUP, IS THE DBA FOR PROSTATIS GROUP, LLC 4) Mr. Canet sits on the board of a nonprofit organization and owns rental property.***INDEPENDENT AUTHOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Canet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2006 - Present

PROSTATIS FINANCIAL ADVISORS GROUP

Office #1: 7580 Buckingham Blvd., Suite 180, Hanover, MD 21076

RIA

CRD#: 132662

Hanover, MD

Past

October 22, 2019 - November 16, 2020

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

March 6, 2015 - June 25, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Hanover, MD

Past

November 22, 2013 - March 20, 2014

NATIONAL SECURITIES CORPORATION

CRD#: 7569

TOWSON, MD

Past

October 12, 2004 - December 31, 2005

PROSTATIS FINANCIAL ADVISORS GROUP

RIA

CRD#: 132662

GLEN BERNIE, MD

Past

October 3, 2003 - October 23, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

ELLICOTT CITY, MD

Past

October 3, 2003 - October 23, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 18, 2002 - April 4, 2014

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

GLEN BURNIE, MD

Past

January 21, 2000 - November 14, 2003

GILMAN + CIOCIA, INC.

RIA

CRD#: 110847

POUGHKEEPSIE, NY

Past

February 5, 1999 - November 22, 2013

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

TOWSON, MD

Past

December 24, 1997 - February 5, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSTATIS FINANCIAL ADVISORS GROUP

CRD#: 132662 / SEC#: 801-112501

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Florida

Registered Investment Advisory firm - (4/5/2018 Terminated)

Maryland

Registered Investment Advisory firm - (7/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2016)

IAR

Maryland
(1/13/2006)

IAR

Texas
(3/21/2016)

IAR

Virginia
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/29/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 12/22/2022

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Current Firm

PROSTATIS FINANCIAL ADVISORS GROUP

CRD#: 132662 / SEC#: 801-112501

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Florida

Registered Investment Advisory firm - (4/5/2018 Terminated)

Maryland

Registered Investment Advisory firm - (7/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

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Contact information

Main Address

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076

Mailing Address

Phone number

(410) 863-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4,217
AUM (Assets Under Management)	$ 508,939,132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Canet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Canet's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

TAYLOR CAPITAL MANAGEMENT INC.

NATIONAL SECURITIES CORPORATION

PROSTATIS FINANCIAL ADVISORS GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSET & FINANCIAL PLANNING, LTD

GILMAN + CIOCIA, INC.

PRIME CAPITAL SERVICES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

PROSTATIS FINANCIAL ADVISORS GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2001

Series 65

Date: 3/29/1999

Series 7TO

Date: 12/22/2022

Series 99TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 12/22/1997

Series 24

Date: 12/22/2022

Current Firm

PROSTATIS FINANCIAL ADVISORS GROUP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSTATIS FINANCIAL ADVISORS GROUP

TRUST BUT VERIFY

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