KB

Kristofor R. Behn

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CRD#: 2969045
KB

Professional summary


Kristofor Rodd Behn was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kristofor is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Kristofor had worked at 4 firms, which includes FIELDSTONE FINANCIAL MANAGEMENT GROUP LLC, CONCERT WEALTH MANAGEMENT, DAVINCI CAPITAL MANAGEMENT INC., 1717 CAPITAL MANAGEMENT COMPANY.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kristofor R Behn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 28, 2016 - March 28, 2019

FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

RIA
CRD#: 112296
FOXBORO, MA
Past

March 24, 2015 - May 4, 2016

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
FOXBORO, MA
Past

May 16, 2006 - September 2, 2015

FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

RIA
CRD#: 112296
FOXBORO, MA
Past

November 15, 1999 - March 1, 2001

DAVINCI CAPITAL MANAGEMENT, INC.

BD
CRD#: 46897
CAMBRIDGE, MA
Past

December 18, 1997 - November 9, 1999

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FF
FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC
FIELDSTONE FINANCIAL MANAGEMENT GROUP | FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 112296 / SEC#: 801-107495

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Contact information


Main Address
2 Hampshire Street Suite 100b, Foxboro, MA 02035
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 112296

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