Salam Aburas

SIGMA WEALTH MANAGEMENT

Houston, TX 77079

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CRD#: 2969004

Professional summary

Salam Aburas, who also goes by Sam Aburas, is a registered financial advisor currently at SIGMA WEALTH MANAGEMENT, INC. located in Houston, Texas.

Salam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Salam has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Aburas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2019 - Present

SIGMA WEALTH MANAGEMENT, INC.

Office #1: 13501 Katy Freeway Suite 1570, Houston, TX 77079

CRD#: 306133

Houston, TX

Past

April 22, 1999 - September 1, 1999

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

December 8, 1997 - April 23, 1999

MILLS FINANCIAL SERVICES, INC.

CRD#: 10537

LAKE BLUFF, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1997

General Securities Representative Examination

Current Firm

SIGMA WEALTH MANAGEMENT, INC.

CRD#: 306133 / SEC#: 801-117667

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Contact information

Main Address

13501 Katy Freeway Suite 1570, Houston, TX 77079

Mailing Address

Phone number

(713) 482-7785

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Salam Aburas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGMA WEALTH MANAGEMENT, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

MILLS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/1997

Series 7

Date: 12/6/1997

Current Firm

SIGMA WEALTH MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

SIGMA WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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