Christopher M. Quigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mark Quigley, who also goes by Christopher M Quigley, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - April 5, 2017
FNEX CAPITAL, LLC
February 5, 2013 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
December 24, 2009 - February 15, 2011
KILDARE CAPITAL, INC.
April 16, 2008 - December 31, 2009
ETF ASSOCIATES, LLC
December 9, 2003 - February 29, 2008
CITIGROUP GLOBAL MARKETS INC.
February 26, 1998 - December 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1998 - December 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
