Marguerite M. Fiori
FIORI FINANCIAL GROUP | CEO
Fort Lauderdale, FL 33316
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CRD#: 2968685
Professional summary
Marguerite Maria Panico Fiori, who also goes by Margaux Fiori, Marguerite Maria Fiori, Marguerite Panico Fiori, is a registered financial advisor currently at FIORI FINANCIAL GROUP located in Fort Lauderdale, Florida.
Marguerite is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Marguerite has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Trust & estate planning
Trading individual securities
Loans/credit services
Philanthropic services
Institutional consulting
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Margaux Fiori | Marguerite Maria Fiori | Marguerite Panico Fiori
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: FFG Partners, LLC DBA Fiori Financial Group | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, United States | Activity Type: RIA | Owner Position/Title: CEO and Investment Adviser Representative | Investment Related: Yes | Start Date: 12/2022 Hours per month devoted to this business: 160 Hours per month devoted to this business | Hours during trading hours 160 Description of duties: Running everyday operations of the company and provide Investment Advice. (2)Name of Business: Fiori Financial Group, Inc. | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, United States | Activity Type: Support Company - Owner | Position/Title: President | Investment Related: No | Start Date: 11/2009 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: I am the only member of this company and have no day to day duties. This company has an ownership percentage in FFG Partners, LLC DBA Fiori Financial Group. This company is used for tax purposes. (3)Name of Business: Non-variable insurance | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Non-variable Insurance | Position/Title: Insurance Agent | Investment Related: Yes | Start Date: 01/2016 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 2-10 | Description of duties: Sales of non-variable insurance with individual clients. (4)Name of Business: FFG Realty, LLC | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Real Estate Consulting | Position/Title: Owner/MGR | Investment Related: Yes | Start Date: 02/2023 | Hours per month devoted to this business: 10 Hours per month devoted to this business Hours during trading hours: 10 | Description of duties: Real Estate Consulting and Property Management for Clients. (5)Name of Business: Karma 205 | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, United States | Activity Type: Rental Real Estate | Position/Title: Partner | Investment Related: Yes | Start Date: 12/2019 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 0-1 | Description of duties: I am the owner of Karma 205 office building and collect rent from other entities. (6)Name of Business: Manhattan Project LLLP | Address: 311 SE 7th Street, Fort Lauderdale, FL, 33301, United States | Activity Type: Real Estate Property Ownership | Position/Title: Officer - CEO/Owner | Investment Related: Yes | Start Date: 03/2017 | Hours per month devoted to this business: 0-1 Hours per month | Hours devoted to this business during trading hours: 0-1 Description of duties: Owner of raw land. (7)Name of Business: Two and a Half Men, LLC | Address: 517 NE 9th Ave, Fort Lauderdale, FL, 33301, USA | Activity Type: Business Owner | Position/Title: Partner | Investment Related: No | Start Date: 05/2021 | Hours per month devoted to this business: 0-1 Hours per month devoted to this business | Hours during trading hours: 0-1 | Description of duties: 1/3 partner in a boat ownership with two clients. (8)Name of Business: Rutro, LLC | Address: 1123 NE 4th Ave, Fort Lauderdale, FL 33304, USA | Activity Type: Real Estate Property Ownership | Position/Title: Owner/MGR | Investment Related: Yes | Start Date: 11/2022 | Hours per month devoted to this business: 0-1 Hours per month | Hours devoted to this business during trading hours: 0-1 Description of duties: Owner of raw land. (9)Name of Business: Fiori Entertainment Ventures| Address: 500 East Las Olas Blvd Unit 1406, Fort Lauderdale, FL, 33301, United States | Activity Type: Business Owner Position/Title: Owner/Proprietor | Investment Related: No | Start Date: 11/2022 | Hours per month devoted to this business: 0-1 Hours per month devoted to this business| during trading hours: 0-1 | Description of duties: The financial backing of a band.
CRS (Client Relationship Summary) - RIA
Click below to view Marguerite Maria Panico Fiori's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
FIORI FINANCIAL GROUP
Office #1: 205 South East 20th St, Fort Lauderdale, FL 33316RIA
CRD#: 318641
Fort Lauderdale, FL
Past
January 27, 2016 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past
January 7, 2016 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
November 12, 2009 - January 8, 2016
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
FT LAUDERDALE, FL
Past
November 4, 2009 - January 15, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
FT LAUDERDALE, FL
Past
November 13, 2006 - November 10, 2009
OSAIC FS, INC.
RIA
CRD#: 3870
PLANTATION, FL
Past
March 3, 2003 - November 10, 2009
OSAIC FS, INC.
BD
CRD#: 3870
PLANTATION, FL
Past
December 19, 2001 - February 27, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
December 4, 1997 - December 19, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
Registered Investment Advisory firm - (12/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/16/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
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Contact information
Main Address
205 South East 20th St, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 763-2600
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 660 |
| AUM (Assets Under Management) | $ 476,671,565 |
Red Flags
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Company Information
FIORI FINANCIAL GROUP
CEOCRD#: 318641Fort Lauderdale, FL 33316TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
