Kenneth J. Kovacs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Kovacs, who also goes by Ken Kovacs, Kenneth John Kovacs, Kenneth J Kovacs, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2018 - June 4, 2025
PURSHE KAPLAN STERLING INVESTMENTS
January 27, 2017 - September 21, 2018
SUMMIT EQUITIES, INC.
January 25, 2013 - May 1, 2015
MML INVESTORS SERVICES, LLC
July 5, 2012 - August 16, 2012
M HOLDINGS SECURITIES, INC.
May 23, 2002 - June 13, 2012
SUMMIT EQUITIES, INC.
August 13, 2001 - May 24, 2002
SECURIAN FINANCIAL SERVICES, INC.
July 2, 1998 - April 28, 2000
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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