Jeffrey A. Heveroh

ST. LOUIS, MO 63127

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CRD#: 2968559

Professional summary

Jeffrey Alan Heveroh was a registered financial advisor .

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Licensed insurance professional, Same address, Not investment-related, less than 10% of time. 2. Stonebridge Financial Real Estate, LLC, co-owner of private real estate holding company that owns business condominium located at 3770 S. Lindbergh Blvd, Suite 102, St. Louis, MO 63127, as of 10/01/2006, Less than 1% of time spent during business hours, conducted at branch, investment related. 3. JAH Staffing, LLC, owner of private entity setup to pay branch employees payroll and benefit expenses, as of 01/01/2008, 2% of time spent during business hours, conducted at branch, investment related. 4. Rental Property, Co-owner with spouse renting a condominium located in Gulf Shores, AL 36542, as of 10/01/2012, 1% of time spent during business hours, not conducted at branch location; investment related. 5. NCAA Swimming Official, officiating college swim meets; Located in St. Louis, MO, as of 2/14/2020; 0% time spent during business hours; Not conducted at branch location; Not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

Office #1: 3770 South Lindbergh Boulevard, Suite 102, St. Louis, MO 63127

ST. LOUIS, MO

Past

October 20, 2003 - September 30, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

St. Louis, MO

Past

October 20, 2003 - September 30, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

St. Louis, MO

Past

November 6, 2001 - October 29, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 29, 1999 - October 29, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

CLAYTON, MO

Past

June 1, 1998 - October 29, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 17, 1997 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/1997

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. Heveroh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2025

Series 63

Date: 11/17/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/13/1997

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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