Larry J. Soukup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry John Soukup, who also goes by Larry Soukup, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1998. Larry had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2009 - January 29, 2020
PLAN & ACT
October 31, 2007 - November 16, 2020
CAMBRIDGE FINANCIAL ADVISORS, LLC
September 1, 2005 - January 7, 2008
SOUKUP FINANCIAL ADVISORS, LLC
May 13, 1998 - November 29, 2004
BAKER TILLY INVESTMENT ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PLAN & ACT
CRD#: 148453 / SEC#: 801-69786
Contact information
Regulatory assets under management
| Total Number of Accounts | 358 |
| AUM (Assets Under Management) | $ 45,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
