Robert F. Pickels

WHITNEY & COMPANY

Rochester, NY 14625

Some features on this profile are disabled

CRD#: 2968427

Professional summary

Robert Firth Pickels III, who also goes by . ., is a registered financial advisor currently at WHITNEY & COMPANY located in Rochester, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

. .

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Rental Property: 01/2017 - Present, Non-Investment Related, Zero hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Firth Pickels III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

WHITNEY & COMPANY

Office #1: 959 Panorama Trail S Suite 190, Rochester, NY 14625

RIA

CRD#: 117307

Rochester, NY

Past

August 23, 2002 - August 23, 2017

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

May 4, 1998 - July 25, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 2, 1998 - March 24, 1998

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITNEY & COMPANY

W.G. SHAHEEN & ASOCIATES LTD. | WHITNEY & COMPANY | W.G.SHAHEEN & ASSOCIATES,LTD.

CRD#: 117307 / SEC#: 801-60710

RIA

Registered Investment Advisory firm - (10/15/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/1998

General Securities Representative Examination

Current Firm

WHITNEY & COMPANY

W.G. SHAHEEN & ASOCIATES LTD. | WHITNEY & COMPANY | W.G.SHAHEEN & ASSOCIATES,LTD.

CRD#: 117307 / SEC#: 801-60710

RIA

Registered Investment Advisory firm - (10/15/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

959 Panorama Trail S Suite 190, Rochester, NY 14625

Mailing Address

Phone number

(585) 232-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHITNEY & COMPANY (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 1,150,646,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert F. Pickels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Firth Pickels III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITNEY & COMPANY

MANNING & NAPIER INVESTOR SERVICES, INC.

J.P. MORGAN SECURITIES LLC

RODMAN & RENSHAW INC.

Primary Firm SEC Registration

WHITNEY & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/1998

SIE

Date: 8/23/2017

Series 7

Date: 2/27/1998

Current Firm

WHITNEY & COMPANY

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITNEY & COMPANY

TRUST BUT VERIFY

Similar Advisors