Bruce J. Simpson
Professional summary
Bruce Joseph Simpson JR, CFP®, who also goes by Bruce Joseph Simpson, is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Bruce has worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Joseph Simpson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2014 - Present
MAINSTREET ADVISORS
Office #1: 120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424July 30, 2012 - February 7, 2014
GENEVA ADVISORS, LLC
July 30, 2012 - February 7, 2014
GNV ADVISORS, LLC
December 3, 2009 - December 6, 2010
WILLIAM BLAIR
September 22, 1998 - December 6, 2010
WILLIAM BLAIR
Primary Firm SEC Registration
MAINSTREET ADVISORS
CRD#: 146615 / SEC#: 801-68930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/23/2014)
(12/14/2016)
Exams
Current Firm
MAINSTREET ADVISORS
CRD#: 146615 / SEC#: 801-68930
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,683 |
| AUM (Assets Under Management) | $ 5,409,800,392 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2024 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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