Kevin E. Bentley

MEMPHIS CAPITAL MANAGEMENT

Memphis, TN 38119-4836

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CRD#: 2968193

Professional summary

Kevin E Bentley, who also goes by Kevin Earl Bentley, is a registered financial advisor currently at MEMPHIS CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and MEMPHIS CAPITAL located in Memphis, Tennessee.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 24, Series 14, Series 23, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Earl Bentley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANES CAPITAL GROUP, LLC, INVESTMENT RELATED, MEMPHIS, TN, COMPLIANCE OFFICER, AUGUST 2011 START DATE, 5 HOURS/MONTH, 0 DURING TRADING; BANES CAPITAL MANAGEMENT, LLC, INVESTMENT RELATED, MEMPHIS, TN, CHIEF COMPLIANCE OFFICER, AUGUST 2011 START DATE, 5 HOURS/MONTH, 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin E Bentley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2016 - Present

MEMPHIS CAPITAL MANAGEMENT, LLC

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836

RIA

CRD#: 134522

Memphis, TN

Current

April 22, 2016 - Present

MEMPHIS CAPITAL

Office #1: 6410 Poplar Ave Suite 320, Memphis, TN 38119

CRD#: 8564

Memphis, TN

Past

August 29, 2011 - December 31, 2013

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

RIA

CRD#: 110035

CORAL GABLES, FL

Past

August 17, 2011 - May 11, 2016

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

MEMPHIS, TN

Past

June 1, 2009 - September 6, 2011

MORGAN STANLEY

RIA

CRD#: 149777

MEMPHIS, TN

Past

June 1, 2009 - September 6, 2011

MORGAN STANLEY

CRD#: 149777

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MEMPHIS, TN

Past

January 5, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MEMPHIS, TN

Past

July 17, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(1/6/2016)

Tennessee
(4/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/30/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 8/13/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/16/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 23

Date: 1/17/2012

General Securities Principal Sales Supervisor

Principal/Supervisory Exam

Series 10

Date: 6/12/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/15/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

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Contact information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836

Mailing Address

Phone number

(901) 261-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MCM LLC PART 2A FORM ADV 12/31/2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 289,613,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin E. Bentley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin E Bentley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEMPHIS CAPITAL

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

AUSTIN ATLANTIC CAPITAL INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MEMPHIS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2002

Series 63

Date: 7/29/1998

SIE

Date: 10/1/2018

Series 3

Date: 4/30/2004

Series 31

Date: 8/13/1998

Series 7

Date: 7/16/1998

Series 24

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 23

Date: 1/17/2012

Series 10

Date: 6/12/2001

Series 9

Date: 5/15/2001

FINRA

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEMPHIS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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