Kevin E Bentley
Professional Summary
Kevin E Bentley, who also goes by Kevin Earl Bentley, is a registered financial advisor currently at MEMPHIS CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and MEMPHIS CAPITAL located in Memphis, Tennessee. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Earl Bentley
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836Phone Number
(901) 261-5900# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$268,585,723Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(4/22/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin E Bentley's CRS (Customer Relationship Summary).
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