Michael A. Guthrie

SHP WEALTH MANAGEMENT

Plymouth, MA 02360

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CRD#: 2968177

Professional summary

Michael A Guthrie IV, who also goes by Michael A Guthrie IV, Michael Aloysious Guthrie Iv, Michael Aloysious Guthrie, Mike Guthrie, is a registered financial advisor currently at SHP WEALTH MANAGEMENT, LLC located in Plymouth, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A Guthrie Iv | Michael Aloysious Guthrie Iv | Michael Aloysious Guthrie | Mike Guthrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Guthrie IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2023 - Present

SHP WEALTH MANAGEMENT, LLC

Office #1: 225 Water St Suite C210, Plymouth, MA 02360

RIA

CRD#: 174697

Plymouth, MA

Past

April 8, 2020 - October 17, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

BOSTON, MA

Past

March 13, 2020 - October 17, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOSTON, MA

Past

January 8, 2018 - February 28, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

NEWTON, MA

Past

January 5, 2018 - February 28, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

NEWTON, MA

Past

August 4, 2014 - January 5, 2017

RUSSELL INVESTMENTS

RIA

CRD#: 105734

STOW, MA

Past

June 19, 2014 - January 5, 2017

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

April 8, 2013 - June 12, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

March 25, 2013 - June 10, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

September 29, 2006 - November 19, 2012

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Past

May 23, 2006 - January 3, 2013

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

ST. AUGUSTINE, FL

Past

July 6, 2005 - May 18, 2006

BLACKROCK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108069

NEW YORK, NY

Past

June 18, 2004 - October 18, 2006

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

November 20, 2002 - June 10, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 4, 1998 - December 5, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHP WEALTH MANAGEMENT, LLC

SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC

CRD#: 174697 / SEC#: 801-108679

RIA

Registered Investment Advisory firm - (11/29/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/27/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/3/1998

General Securities Representative Examination

Current Firm

SHP WEALTH MANAGEMENT, LLC

SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC

CRD#: 174697 / SEC#: 801-108679

RIA

Registered Investment Advisory firm - (11/29/2016 Approved)

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Contact information

Main Address

225 Water St Suite C210, Plymouth, MA 02360

Mailing Address

Phone number

(508) 746-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - SHP WEALTH MANAGEMENT LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	7,093
AUM (Assets Under Management)	$ 1,496,875,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Guthrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Guthrie IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK FINANCIAL MANAGEMENT, INC

BLACKROCK CAPITAL MANAGEMENT, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SHP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2005

Series 63

Date: 4/2/1998

SIE

Date: 10/1/2018

Series 31

Date: 5/27/1998

Series 7

Date: 3/3/1998

Current Firm

SHP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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