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Michael Scott Yeninas

CRD# 2968141·Registered 1998 - 2002
Barred: Michael Scott Yeninas was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Scott Yeninas was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2002. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ARISTATRADE SECURITIES, LLC·CRD# 112535
BD
Hauppauge, NY
March 22, 2002 - April 9, 2002
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
July 24, 2001 - March 19, 2002
R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
January 31, 2001 - April 5, 2001
STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
October 26, 2000 - January 26, 2001
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
July 3, 2000 - September 13, 2000
EQUITRADE SECURITIES CORPORATION·CRD# 29558
BD
Lake Forest, CA
October 19, 1999 - June 20, 2000
PRESTON LANGLEY ASSET MANAGEMENT, INC.·CRD# 35733
BD
New York, NY
October 7, 1998 - September 14, 1999
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
April 1, 1998 - October 20, 1998
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
February 9, 1998 - April 6, 1998

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Current Firm

AS
ARISTATRADE SECURITIES, LLC

ARISTATRADE SECURITIES, LLC

CRD#: 112535 / SEC#: 8-53249
BD
Terminated by SEC on 07/20/2004

Contact Information

Established

New York since 03/02/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARISTATRADE HOLDINGS LLCMANAGING MEMBER—
RUDY, JOSEPH EMILPRESIDENT, COMPLIANCE OFFICER2508880
STOLTZ, MARC HAROLDFINOP1008943

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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