Omar L. Plummer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Leon Plummer was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 1997. Omar had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2005 - April 6, 2006
EMMETT A LARKIN COMPANY, INC.
May 23, 2003 - November 14, 2005
SALOMON GREY FINANCIAL CORPORATION
October 16, 2002 - May 13, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 23, 2001 - October 15, 2002
SALOMON GREY FINANCIAL CORPORATION
September 27, 2000 - September 19, 2001
CYBERVEST SECURITIES INC.
April 7, 1998 - June 29, 1998
AMERICAN FREEDOM SECURITIES, INC.
November 21, 1997 - February 26, 1998
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
