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CR

Craig Reilly

RQD* CLEARING
New York, NY 10007
Some features on this profile are disabled
CRD#: 2967567
CR

Professional summary

Craig Reilly, who also goes by Craig Garrett Reilly, is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York and OPTIMAL EXECUTIONS, LLC located in New York, New York.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1998. Craig has worked at 17 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Craig Garrett Reilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Reilly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2018 - Present

RQD* CLEARING, LLC

Office #1: One World Trade Center Suite 47m, New York, NY 10007Office #2: One World Trade Center Suite 47m, New York, NY 10007
BD
CRD#: 134284
New York, NY
Current

March 18, 2026 - Present

OPTIMAL EXECUTIONS, LLC

Office #1: One World Trade Center Suite 47m, New York, NY 10007
BD
CRD#: 336439
NEW YORK, NY
Past

March 1, 2017 - July 19, 2018

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
New York, NY
Past

December 1, 2014 - March 1, 2017

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

March 11, 2013 - December 1, 2014

LIQUIDPOINT, LLC

BD
CRD#: 47658
CHICAGO, IL
Past

January 3, 2011 - January 31, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

November 10, 2009 - January 3, 2011

KNIGHT DIRECT LLC

BD
CRD#: 135924
JERSEY CITY, NJ
Past

June 30, 2008 - May 22, 2009

REGAL SECURITIES, INC.

BD
CRD#: 7297
NEW YORK, NY
Past

August 22, 2006 - November 9, 2009

ON POINT EXECUTIONS, LLC

BD
CRD#: 132390
NEW YORK, NY
Past

July 4, 2006 - August 24, 2006

TAFFERER TRADING, LLC

BD
CRD#: 36816
ELMSFORD, NY
Past

January 28, 2005 - June 19, 2006

HAMPSHIRE TRADING, LLC

BD
CRD#: 133323
LLOYD HARBOR, NY
Past

April 20, 2004 - May 10, 2004

EAGLE RIDGE SECURITIES, INC.

BD
CRD#: 112353
NEW YORK, NY
Past

September 17, 2002 - January 23, 2004

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

May 7, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

May 6, 1999 - May 25, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

April 29, 1998 - December 14, 1998

STRATEGIC ASSETS INC.

BD
CRD#: 37590
MELVILLE, NY
Past

February 17, 1998 - March 2, 1998

FOSTER JEFFRIES SECURITIES, LLC

BD
CRD#: 30144
WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/23/2024)
RR
Alaska
(5/28/2024)
RR
Arizona
(6/30/2021)
RR
Arkansas
(6/5/2024)
RR
California
(5/24/2024)
RR
Colorado
(3/2/2021)
RR
Connecticut
(5/24/2024)
RR
Delaware
(6/3/2024)
RR
District of Columbia
(5/29/2024)
RR
Florida
(5/24/2024)
RR
Georgia
(5/28/2024)
RR
Idaho
(5/23/2024)
RR
Illinois
(6/11/2024)
RR
Indiana
(8/16/2021)
RR
Iowa
(5/24/2024)
RR
Kansas
(5/23/2024)
RR
Kentucky
(5/29/2024)
RR
Louisiana
(5/30/2024)
RR
Maine
(5/24/2024)
RR
Michigan
(5/28/2024)
RR
Minnesota
(5/23/2024)
RR
Mississippi
(5/24/2024)
RR
Missouri
(5/24/2024)
RR
Montana
(5/28/2024)
RR
Nebraska
(5/24/2024)
RR
Nevada
(5/23/2024)
RR
New Hampshire
(5/29/2024)
RR
New Jersey
(5/23/2024)
RR
New Mexico
(5/24/2024)
RR
New York
(6/29/2021)
RR
North Carolina
(5/28/2024)
RR
North Dakota
(5/29/2024)
RR
Ohio
(5/25/2024)
RR
Oklahoma
(5/28/2024)
RR
Oregon
(5/28/2024)
RR
Pennsylvania
(1/6/2021)
RR
Puerto Rico
(6/7/2024)
RR
Rhode Island
(5/24/2024)
RR
South Carolina
(5/24/2024)
RR
South Dakota
(5/23/2024)
RR
Texas
(5/24/2024)
RR
Utah
(5/28/2024)
RR
Vermont
(5/24/2024)
RR
Virgin Islands
(5/24/2024)
RR
Virginia
(5/24/2024)
RR
Washington
(5/29/2024)
RR
West Virginia
(5/30/2024)
RR
Wisconsin
(5/23/2024)
RR
Wyoming
(6/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/1998
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

OE
OPTIMAL EXECUTIONS, LLC
OPTIMAL EXECUTIONS, LLC

CRD#: 336439 / SEC#: , 8-71367

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
One World Trade Center Suite 47m, New York, NY 10007
Mailing Address
One World Trade Center Suite 47m, New York, NY 10007
Phone number
(929) 506-5036
Established
Delaware since 12/02/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMAL HOLDINGS, INCMANAGING MEMBER
DEROSA, ANTHONY ROCCOCFO & FINOP7462224
DONNELLY, BRIAN PATRICKFOUNDER, CHAIRMAN AND CEO4906429
WANZOR, FRANK JOSEPHCHIEF COMPLIANCE OFFICER2628672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMAL EXECUTIONS, LLC

CRD#: 336439New York, NY 10007

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