CR
Craig G. Reilly
RQD* CLEARING
New York, NY 10007
Some features on this profile are disabled
CRD#: 2967567
CR
Professional summary
Craig Garrett Reilly is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1998. Craig has worked at 16 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Craig Garrett Reilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2018 - Present
RQD* CLEARING, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007Office #2: One World Trade Center Suite 47m, New York, NY 10007BD
CRD#: 134284
New York, NY
Past
March 1, 2017 - July 19, 2018
VOLANT LIQUIDITY, LLC
BD
CRD#: 150063
New York, NY
Past
December 1, 2014 - March 1, 2017
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
NEW YORK, NY
Past
March 11, 2013 - December 1, 2014
LIQUIDPOINT, LLC
BD
CRD#: 47658
CHICAGO, IL
Past
January 3, 2011 - January 31, 2013
VIRTU AMERICAS LLC
BD
CRD#: 149823
JERSEY CITY, NJ
Past
November 10, 2009 - January 3, 2011
KNIGHT DIRECT LLC
BD
CRD#: 135924
JERSEY CITY, NJ
Past
June 30, 2008 - May 22, 2009
REGAL SECURITIES, INC.
BD
CRD#: 7297
NEW YORK, NY
Past
August 22, 2006 - November 9, 2009
ON POINT EXECUTIONS, LLC
BD
CRD#: 132390
NEW YORK, NY
Past
July 4, 2006 - August 24, 2006
TAFFERER TRADING, LLC
BD
CRD#: 36816
ELMSFORD, NY
Past
January 28, 2005 - June 19, 2006
HAMPSHIRE TRADING, LLC
BD
CRD#: 133323
LLOYD HARBOR, NY
Past
April 20, 2004 - May 10, 2004
EAGLE RIDGE SECURITIES, INC.
BD
CRD#: 112353
NEW YORK, NY
Past
September 17, 2002 - January 23, 2004
SRT SECURITIES LLC
BD
CRD#: 33725
BIRMINGHAM, MI
Past
May 7, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 6, 1999 - May 25, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
April 29, 1998 - December 14, 1998
STRATEGIC ASSETS INC.
BD
CRD#: 37590
MELVILLE, NY
Past
February 17, 1998 - March 2, 1998
FOSTER JEFFRIES SECURITIES, LLC
BD
CRD#: 30144
WESTBURY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2024)
RR
Alaska(5/28/2024)
RR
Arizona(6/30/2021)
RR
Arkansas(6/5/2024)
RR
California(5/24/2024)
RR
Colorado(3/2/2021)
RR
Connecticut(5/24/2024)
RR
Delaware(6/3/2024)
RR
District of Columbia(5/29/2024)
RR
Florida(5/24/2024)
RR
Georgia(5/28/2024)
RR
Idaho(5/23/2024)
RR
Illinois(6/11/2024)
RR
Indiana(8/16/2021)
RR
Iowa(5/24/2024)
RR
Kansas(5/23/2024)
RR
Kentucky(5/29/2024)
RR
Louisiana(5/30/2024)
RR
Maine(5/24/2024)
RR
Michigan(5/28/2024)
RR
Minnesota(5/23/2024)
RR
Mississippi(5/24/2024)
RR
Missouri(5/24/2024)
RR
Montana(5/28/2024)
RR
Nebraska(5/24/2024)
RR
Nevada(5/23/2024)
RR
New Hampshire(5/29/2024)
RR
New Jersey(5/23/2024)
RR
New Mexico(5/24/2024)
RR
New York(6/29/2021)
RR
North Carolina(5/28/2024)
RR
North Dakota(5/29/2024)
RR
Ohio(5/25/2024)
RR
Oklahoma(5/28/2024)
RR
Oregon(5/28/2024)
RR
Pennsylvania(1/6/2021)
RR
Puerto Rico(6/7/2024)
RR
Rhode Island(5/24/2024)
RR
South Carolina(5/24/2024)
RR
South Dakota(5/23/2024)
RR
Texas(5/24/2024)
RR
Utah(5/28/2024)
RR
Vermont(5/24/2024)
RR
Virgin Islands(5/24/2024)
RR
Virginia(5/24/2024)
RR
Washington(5/29/2024)
RR
West Virginia(5/30/2024)
RR
Wisconsin(5/23/2024)
RR
Wyoming(6/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RQD* CLEARING, LLC
COMPASS PROFESSIONAL SERVICES, LLC | VOLANT SECURITIES, LLC | VOLANT EXECUTION, LLC | RQD* CLEARING, LLC | EQUITEC COMPASS, LLC | COMPASS SERVICES, LLC
CRD#: 134284 / SEC#: , 8-66826
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One World Trade Center Suite 47m, New York, NY 10007
Mailing Address
One World Trade Center Suite 47m, New York, NY 10007
Phone number
(646) 804-7900
Established
Delaware since 02/19/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
