John C. Crum

INDIGO ASSET MANAGEMENT

NEW CANAAN, CT

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CRD#: 2967499

Professional summary

John Charles Crum, who also goes by John Crum, is a registered financial advisor currently at INDIGO ASSET MANAGEMENT, INC. located in New Canaan, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Crum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Crum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 1997 - Present

INDIGO ASSET MANAGEMENT, INC.

RIA

CRD#: 127687

NEW CANAAN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/28/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/1997

Uniform Combined State Law Examination

Current Firm

INDIGO ASSET MANAGEMENT, INC.

CRD#: 127687 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/28/1997 Approved)

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Contact information

Main Address

New Canaan, CT

Mailing Address

Phone number

(203) 966-3415

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 11,234,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Crum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Crum's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDIGO ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/1997

Current Firm

INDIGO ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INDIGO ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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