Matthew P. Madigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Paul Madigan, who also goes by Matt Madigan, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2003. Matthew had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2006 - October 3, 2006
NATIONAL INVESTOR SERVICES CORP.
April 14, 2003 - February 1, 2016
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL INVESTOR SERVICES CORP.
CRD#: 39410 / SEC#: , 8-48696
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TD AMERITRADE ONLINE HOLDINGS CORP. | OWNER | |
| ARMSTRONG, THOMAS CHRISTIAN | DIRECTOR | 2048326 |
| CHOCHON, MICHAEL DOUGLAS | TREASURER | 3203736 |
| DEAL, LANCE WALTER | CHIEF FINANCIAL OFFICER/FINOP | 2478522 |
| ENGEL, BRYCE BRADLEY | DIRECTOR/PRESIDENT | 2748956 |
| GERBER, WILLIAM JOSEPH | DIRECTOR | 1769810 |
| LANGNER, CAROLINE FRANCES | CHIEF COMPLIANCE OFFICER | 3073124 |
| WOODWARD, STEVEN HOWARD | MANAGING DIRECTOR, CLEARING | 2422422 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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