PE
Paul G. Engle
ALLSPRING FUNDS MANAGEMENT
Milwaukee, WI 53202
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CRD#: 2967434
PE
Professional summary
Paul Gary Engle is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Milwaukee, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)What is the OBA called? Company/Organization? Crossway Community Church 2.)Date of the Start to the OBA? Formally in early November - 11/1/2022 3.)Address of the OBA 13905 75th Street, Bristol, WI 53104 4.)What is your role/position? I've been asked to participate in a sub-committee that will provide guidance on a charitable giving fund called Above & Beyond (A&B Fund). The sub-committee reports to the Leadership Committee of Crossway Community Church. The scope of the sub-committee includes providing input to the Leadership Team on the following: mission/vision focus, recommendations on how the funds will be invested until deployment, potentially reviewing applications of requests for funds, and recommendations on updates the congregants. 5.)Is it investment related? Yes, part of it has to do with making recommendations on possible investments of the Funds until they are deployed. 6.)What are the hours per month you actively engage in the OBA? It will vary each month but it will range from 0 to possibly 5 or more hours per month. Meetings will always be held on nights and/or weekends. 7.)Is the OBA performed during normal work day/trading hours? No - see above
CRS (Client Relationship Summary) - RIA
Click below to view Paul Gary Engle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 27, 2016 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #1: 417 E. Chicago Street, Milwaukee, WI 53202RIA
CRD#: 110841
Milwaukee, WI
Current
January 1, 2007 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 417 E Chicago Street, Milwaukee, WI 53202BD
CRD#: 133366
Milwaukee, WI
Past
December 4, 2006 - December 31, 2014
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
September 8, 2005 - October 27, 2005
ALLSPRING GLOBAL INVESTMENTS, LLC
RIA
CRD#: 104973
SAN FRANCISCO, CA
Past
October 6, 1999 - December 31, 2004
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
January 22, 1999 - December 31, 2004
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
July 6, 1998 - December 31, 1998
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/27/2007)
RR
Alaska(1/4/2010)
RR
Arizona(1/4/2010)
RR
Arkansas(1/4/2010)
RR
California(6/9/2008)
RR
Colorado(1/4/2010)
RR
Connecticut(7/27/2007)
RR
Delaware(7/27/2007)
RR
District of Columbia(7/27/2007)
RR
Florida(7/27/2007)
RR
Georgia(7/27/2007)
RR
Hawaii(1/4/2010)
RR
Idaho(1/4/2010)
RR
Illinois(1/4/2010)
RR
Indiana(1/4/2010)
RR
Iowa(1/4/2010)
RR
Kansas(1/4/2010)
RR
Kentucky(11/4/2009)
RR
Louisiana(1/4/2010)
RR
Maine(7/27/2007)
RR
Maryland(7/27/2007)
RR
Massachusetts(7/27/2007)
RR
Michigan(11/4/2009)
RR
Minnesota(1/4/2010)
RR
Mississippi(7/27/2007)
RR
Missouri(1/4/2010)
RR
Montana(1/4/2010)
RR
Nebraska(1/4/2010)
RR
Nevada(1/4/2010)
RR
New Hampshire(1/4/2010)
RR
New Jersey(7/27/2007)
RR
New Mexico(1/4/2010)
RR
New York(7/27/2007)
RR
North Carolina(7/27/2007)
RR
North Dakota(1/4/2010)
RR
Ohio(11/5/2009)
RR
Oklahoma(1/4/2010)
RR
Oregon(1/4/2010)
RR
Pennsylvania(7/27/2007)
RR
Puerto Rico(12/22/2022)
RR
Rhode Island(7/27/2007)
RR
South Carolina(7/27/2007)
RR
South Dakota(1/4/2010)
RR
Tennessee(1/4/2010)
RR
Texas(1/4/2010)
RR
Utah(1/4/2010)
RR
Vermont(7/27/2007)
RR
Virgin Islands(2/25/2014)
RR
Virginia(7/27/2007)
RR
Washington(1/4/2010)
RR
West Virginia(7/27/2007)
RR
Wisconsin(1/1/2007)
IAR
Wisconsin(12/27/2016)
RR
Wyoming(1/4/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841Milwaukee, WI 53202TRUST BUT VERIFY
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