Ronald A. Alghini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Anthony Alghini was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1969. Ronald had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1992 - October 12, 1995
THE CHICAGO CORPORATION
September 7, 1988 - July 18, 1990
PHOENIX CAPITAL MARKETS, INC.
February 29, 1988 - September 9, 1988
OSCAR GRUSS & SON INCORPORATED
April 15, 1986 - October 23, 1986
SBC WARBURG DILLON READ INC.
January 10, 1986 - January 22, 1986
A C SECURITIES, INC.
April 16, 1981 - January 27, 1986
JEFFERIES EXECUTION SERVICES, INC.
July 14, 1972 - January 9, 1986
JEFFERIES LLC
November 17, 1969 - July 1, 1972
WEEDEN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/17/1969
Registered Representative ExaminationSeries 40
Date: 6/28/1973
Registered Principal ExaminationCurrent Firm
THE CHICAGO CORPORATION
CRD#: 1449 / SEC#: , 8-12251
Contact information
Documents
Red Flags
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