Jorge Ferreira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Ferreira, who also goes by George Ferreira, Jorge C Ferreira, Jorge Christian Ferreira, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1999. Jorge had worked at 25 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2018 - May 21, 2019
WYNSTON HILL CAPITAL, LLC
March 7, 2016 - August 9, 2016
SPARTAN CAPITAL SECURITIES, LLC
July 10, 2015 - March 11, 2016
AVENIR FINANCIAL GROUP
December 16, 2014 - July 8, 2015
CHELSEA FINANCIAL SERVICES
July 30, 2014 - December 11, 2014
LAMPERT CAPITAL MARKETS INC.
July 11, 2014 - July 30, 2014
LEGEND SECURITIES, INC.
January 17, 2013 - July 9, 2014
PHX FINANCIAL, INC.
January 15, 2013 - January 23, 2013
ROCKWELL GLOBAL CAPITAL LLC
September 27, 2012 - January 24, 2013
JOHN THOMAS FINANCIAL
July 27, 2012 - October 17, 2012
JOHN CARRIS INVESTMENTS LLC
December 19, 2011 - July 26, 2012
PHD CAPITAL
November 11, 2010 - December 19, 2011
CHARLES MORGAN SECURITIES, INC.
April 14, 2010 - November 16, 2010
SEABOARD SECURITIES, INC.
March 19, 2009 - July 17, 2009
SEABOARD SECURITIES, INC.
February 19, 2009 - March 25, 2009
HALLMARK INVESTMENTS, INC.
August 18, 2006 - March 5, 2009
PHD CAPITAL
March 23, 2006 - August 15, 2006
CLARK DODGE & CO., INC.
April 11, 2005 - March 24, 2006
VFINANCE INVESTMENTS, INC
November 11, 2004 - April 8, 2005
GVC CAPITAL LLC
June 17, 2004 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
October 14, 2003 - June 28, 2004
NATIONAL SECURITIES CORPORATION
May 12, 2003 - September 15, 2003
EASTBROOK CAPITAL GROUP LLC
March 12, 2003 - April 23, 2003
GUNNALLEN FINANCIAL, INC
January 25, 2002 - March 17, 2003
JOSEPH GUNNAR & CO. LLC
April 26, 2001 - February 7, 2002
GILFORD SECURITIES INCORPORATED
April 24, 2001 - April 26, 2001
ROTH CAPITAL PARTNERS, LLC
April 9, 1999 - April 19, 2001
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
