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JF

Jorge Ferreira

CRD# 2966939·Registered 1999 - 2019
Previously Registered: Being a previously registered professional could mean that Jorge is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jorge Ferreira, who also goes by George Ferreira, Jorge C Ferreira, Jorge Christian Ferreira, was a registered financial advisor. Jorge was a previously registered financial professional and started their career in finance 1999 - 2019. Jorge had worked at 25 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Ferreira, Jorge C Ferreira, Jorge Christian Ferreira

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

WYNSTON HILL CAPITAL, LLC·CRD# 103811
BD
New York, NY
September 28, 2018 - May 21, 2019
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
March 7, 2016 - August 9, 2016
AVENIR FINANCIAL GROUP·CRD# 148490
BD
New York, NY
July 10, 2015 - March 11, 2016
CHELSEA FINANCIAL SERVICES·CRD# 47770
BD
Staten Island, NY
December 16, 2014 - July 8, 2015
LAMPERT CAPITAL MARKETS INC.·CRD# 103725
BD
New York, NY
July 30, 2014 - December 11, 2014
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
July 11, 2014 - July 30, 2014
PHX FINANCIAL, INC.·CRD# 144403
BD
New York, NY
January 17, 2013 - July 9, 2014
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
New York, NY
January 15, 2013 - January 23, 2013
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
September 27, 2012 - January 24, 2013
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
Hoboken, NJ
July 27, 2012 - October 17, 2012
PHD CAPITAL·CRD# 38785
BD
New York, NY
December 19, 2011 - July 26, 2012
CHARLES MORGAN SECURITIES, INC.·CRD# 138887
BD
New York, NY
November 11, 2010 - December 19, 2011
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
April 14, 2010 - November 16, 2010
SEABOARD SECURITIES, INC.·CRD# 755
BD
New York, NY
March 19, 2009 - July 17, 2009
HALLMARK INVESTMENTS, INC.·CRD# 135003
BD
New York, NY
February 19, 2009 - March 25, 2009
PHD CAPITAL·CRD# 38785
BD
New York, NY
August 18, 2006 - March 5, 2009
CLARK DODGE & CO., INC.·CRD# 23288
BD
New York, NY
March 23, 2006 - August 15, 2006
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
April 11, 2005 - March 24, 2006
GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
November 11, 2004 - April 8, 2005
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
June 17, 2004 - December 31, 2004
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
October 14, 2003 - June 28, 2004
EASTBROOK CAPITAL GROUP LLC·CRD# 39781
BD
New York, NY
May 12, 2003 - September 15, 2003
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
March 12, 2003 - April 23, 2003
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
January 25, 2002 - March 17, 2003
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
April 26, 2001 - February 7, 2002
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
April 24, 2001 - April 26, 2001
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
April 9, 1999 - April 19, 2001

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Current Firm

WH
WYNSTON HILL CAPITAL, LLC

ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: 8-52299
BD
Approved by SEC on 07/14/2000

Contact Information

Established

Delaware since 12/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAI HOLDINGSMEMBER—
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER—
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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