Daniel J. Dorval

DORVAL & CHORNE FINANCIAL ADVISORS

Maple Grove, MN 55369

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CRD#: 2966842

Professional summary

Daniel Jaye Dorval, CFP® is a registered financial advisor currently at DORVAL & CHORNE FINANCIAL ADVISORS located in Maple Grove, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Daniel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2012-Present: Advisornet Financial, Inc dba AdvisorNet Insurance/Minneapolis, MN/Insurance Related/Insurance Agency/Insurance Agent-Restricted Agent/Insurance products and services via unaffiliated issuers/Involves up to 10% time each month, including during traditional business hours. // (2) 2004-Present: Financial Success for the Rest of Us/Maple Grove, MN/Not Investment Related/Book/Author/Publishing Royalties/Involves two percent or less time each month, may occur during traditional business hours. //

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jaye Dorval's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 21, 2020 - Present

DORVAL & CHORNE FINANCIAL ADVISORS

Office #1: 11242 86th Avenue North, Maple Grove, MN 55369

RIA

CRD#: 309512

Maple Grove, MN

Past

January 29, 2014 - October 3, 2023

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

MAPLE GROVE, MN

Past

January 8, 2014 - December 31, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MAPLE GROVE, MN

Past

December 8, 1997 - December 31, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MAPLE GROVE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DORVAL & CHORNE FINANCIAL ADVISORS

DORVAL & CHORNE FINANCIAL ADVISORS | DORVAL CORPORATION

CRD#: 309512 / SEC#: 801-129114

RIA

Registered Investment Advisory firm - (11/28/2023 Approved)

Maryland

Registered Investment Advisory firm - (12/26/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (12/26/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/11/2022)

IAR

Minnesota
(9/21/2020)

IAR

Texas
(11/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/1997

General Securities Representative Examination

Current Firm

DORVAL & CHORNE FINANCIAL ADVISORS

DORVAL & CHORNE FINANCIAL ADVISORS | DORVAL CORPORATION

CRD#: 309512 / SEC#: 801-129114

RIA

Registered Investment Advisory firm - (11/28/2023 Approved)

Maryland

Registered Investment Advisory firm - (12/26/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (12/26/2023 Terminated)

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Contact information

Main Address

11242 86th Avenue North, Maple Grove, MN 55369

Mailing Address

Phone number

(612) 436-3714

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCFA FORM ADV PART 2 - 20230306 (2/5/2025)

Regulatory assets under management

Total Number of Accounts	1,645
AUM (Assets Under Management)	$ 308,433,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Dorval

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jaye Dorval's CRS (Customer Relationship Summary).

Certified licenses

Experience

DORVAL & CHORNE FINANCIAL ADVISORS

ADVISORNET WEALTH PARTNERS

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

DORVAL & CHORNE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/14/1997

Current Firm

DORVAL & CHORNE FINANCIAL ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DORVAL & CHORNE FINANCIAL ADVISORS

TRUST BUT VERIFY

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