Sergio A. Mariaca
MARIACA WEALTH MANAGEMENT
WELLINGTON, FL 33414
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CRD#: 2966227
Professional summary
Sergio Arturo Mariaca, CFP®, who also goes by Sergio A Mariaca, is a registered financial advisor currently at MARIACA WEALTH MANAGEMENT, LLC located in Wellington, Florida.
Sergio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Sergio has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sergio A Mariaca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Maranello Holdings, LLC.; not investment-related; 8401 Lake Worth Rd, Ste 217, Lake Worth, FL 33467; holding company that owns, leases & manages single family home communities; manager; 5-2016; 8 hours/month; 4; manage business & staff
2.Heritage Capital Holdings, LLC.; not investment-related; 8401 Lake Worth Rd, Ste 217, Lake Worth, FL 33467; company that owns & manages a single family home community; manager; 5-2016; 8 hours/month; 4; manage business & staff
3.Alta Regency Village MHP, LLC.; not investment-related; 8401 Lake Worth Rd, Ste 217, Lake Worth, FL 33467; company that owns & manages a single family home community; member; 5-2015; 8 hours/month; 4; manage business & staff
4.Coronado Homes, LLC.; not investment-related; 8401 Lake Worth Rd, Ste 217, Lake Worth, FL 33467; company that owns & manages a single family home community; member; 5-2015; 8 hours/month; 4; manage business & staff
CRS (Client Relationship Summary) - RIA
Click below to view Sergio Arturo Mariaca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
June 29, 2012 - Present
MARIACA WEALTH MANAGEMENT, LLC
Office #1: 1200 Corporate Center Way Suite 204, Wellington, FL 33414RIA
CRD#: 164001
WELLINGTON, FL
Past
August 20, 2012 - September 6, 2013
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
LAKE WORTH, FL
Past
June 15, 2007 - August 31, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAKE WORTH, FL
Past
June 14, 2007 - August 31, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
LAKE WORTH, FL
Past
February 14, 2003 - June 18, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
WEST PALM BEACH, FL
Past
October 4, 2002 - June 18, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WEST PALM BEACH, FL
Past
August 6, 1998 - October 18, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
BD
CRD#: 41506
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARIACA WEALTH MANAGEMENT, LLC
MARIACA WEALTH MANAGEMENT, LLC
CRD#: 164001 / SEC#: 801-107298
RIA
Registered Investment Advisory firm - (2/25/2016 Approved)Colorado
Registered Investment Advisory firm - (3/30/2016 Terminated)Florida
Registered Investment Advisory firm - (3/17/2016 Terminated)Georgia
Registered Investment Advisory firm - (3/17/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/25/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (3/17/2016 Terminated)New York
Registered Investment Advisory firm - (3/17/2016 Terminated)Texas
Registered Investment Advisory firm - (3/17/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/29/2012)
IAR
Texas(8/14/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MARIACA WEALTH MANAGEMENT, LLC
MARIACA WEALTH MANAGEMENT, LLC
CRD#: 164001 / SEC#: 801-107298
RIA
Registered Investment Advisory firm - (2/25/2016 Approved)Colorado
Registered Investment Advisory firm - (3/30/2016 Terminated)Florida
Registered Investment Advisory firm - (3/17/2016 Terminated)Georgia
Registered Investment Advisory firm - (3/17/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/25/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (3/17/2016 Terminated)New York
Registered Investment Advisory firm - (3/17/2016 Terminated)Texas
Registered Investment Advisory firm - (3/17/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Corporate Center Way Suite 204, Wellington, FL 33414
Mailing Address
Phone number
(561) 650-8061
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 648 |
| AUM (Assets Under Management) | $ 205,171,804 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MARIACA WEALTH MANAGEMENT, LLC
CRD#: 164001Wellington, FL 33414TRUST BUT VERIFY
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