John W. Hitch

FILICE RETIREMENT SERVICES

San Jose, CA 95110

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CRD#: 2965911

Professional summary

John William Hitch, AIF® is a registered financial advisor currently at FILICE RETIREMENT SERVICES located in San Jose, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 07/15/2022 - Jensen Financial Services - DBA: Filice Retirement Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 02/23/2012 - 20 Hours Per Month/4 Hours During Securities Trading - I provide financial planning and consulting services through Filice Retirement Services, an independent investment advisor firm. I started this business activity in 02/2012. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. (2) 07/19/2013 - DBA ONLY - FILICE RETIREMENT SERVICES - SAN JOSE, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Hitch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 13, 2007 - Present

FILICE RETIREMENT SERVICES

Office #1: 1762 Technology Drive Suite 226, San Jose, CA 95110

RIA

CRD#: 135984

San Jose, CA

Past

February 7, 2012 - March 24, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

February 6, 2012 - March 24, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN JOSE, CA

Past

March 20, 2007 - December 13, 2011

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SAN JOSE, CA

Past

March 20, 2006 - March 21, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SAN JOSE, CA

Past

April 14, 2003 - March 21, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAN JOSE, CA

Past

November 7, 2000 - August 30, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FILICE RETIREMENT SERVICES

FILICE RETIREMENT SERVICES | JENSEN FINANCIAL SERVICES, INC.

CRD#: 135984 / SEC#:

California

Registered Investment Advisory firm - (4/10/2001 Approved)

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Contact information

Main Address

1762 Technology Drive Suite 226, San Jose, CA 95110

Mailing Address

P.o. Box 1807, San Jose, CA 95109-1807

Phone number

(408) 350-5751

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John W. Hitch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Hitch's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2003

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2004

Series 6

Date: 11/6/2000

Current Firm

FILICE RETIREMENT SERVICES

Contact information

Documents

Red Flags

Company Information

FILICE RETIREMENT SERVICES

TRUST BUT VERIFY

Contact information

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