Michael S. Howard
Professional summary
Michael Stephen Howard, who also goes by Mike Howard, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in San Antonio, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Stephen Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 15935 La Cantera Parkway, San Antonio, TX 78256June 2, 2014 - August 22, 2016
RS FUNDS DISTRIBUTOR LLC
February 14, 2011 - June 2, 2014
GUARDIAN INVESTOR SERVICES LLC
March 2, 1998 - February 11, 2011
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2016)
(8/19/2016)
(8/22/2016)
(8/19/2016)
(8/19/2016)
(8/19/2016)
Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
