JL
John S. Larson
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
West Chester, PA
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CRD#: 2965888
JL
Professional summary
John Stuart Larson is a registered financial advisor currently at MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC located in West Chester, Pennsylvania and FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. located in Sarasota, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 66, Series 63, Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 1/1/2019 TO PRESENT, CHAIR OF INVESTMENT AND IS THE SECRETARY AND TRUSTEE OF THE BOARD OF DELAWARE MUSEUM OF NATURAL HISTORY LOCATED AT 4840 KENNETH PIKE, WILMINGTON, DE 19807. DUTIES ARE NOT PERFORMED DURING TRADING HOURS, BUT ARE INVESTMENT RELATED. TIME SPENT APPROXIMATELY 6 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view John Stuart Larson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
West Chester, PA
Current
June 22, 2021 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
Sarasota, FL
Current
June 22, 2021 - Present
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
West Chester, PA
Current
June 22, 2021 - Present
FEDERATED SECURITIES CORP.
Office #3: 1398 Wilmington Pike, West Chester, PA 19382RIA
BD
CRD#: 5009
West Chester, PA
Current
February 9, 2021 - Present
FEDERATED SECURITIES CORP.
Office #2: 1398 Wilmington Pike, West Chester, PA 19382RIA
BD
CRD#: 5009
Sarasota, FL
Past
July 15, 2019 - February 9, 2021
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
New York, NY
Past
March 4, 2013 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
WEST CONSHOHOCKEN, PA
Past
April 19, 2012 - December 19, 2012
CCO CAPITAL, LLC
BD
CRD#: 31147
PHOENIX, AZ
Past
August 12, 2002 - February 13, 2012
GARDNER LEWIS ASSET MANAGEMENT LP
RIA
CRD#: 105033
CHADDS FORD, PA
Past
May 23, 2002 - August 17, 2007
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
CHADDS FORD, PA
Past
January 26, 1999 - June 2, 2000
UAM FUND DISTRIBUTORS, INC.
BD
CRD#: 24364
BOSTON, MA
Past
November 11, 1997 - July 15, 1998
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2021)
RR
Alaska(6/23/2021)
RR
Arizona(6/30/2021)
RR
Arkansas(6/23/2021)
RR
California(6/23/2021)
RR
Colorado(6/22/2021)
RR
Connecticut(6/23/2021)
RR
Delaware(6/29/2021)
RR
District of Columbia(6/23/2021)
RR
Florida(6/23/2021)
RR
Georgia(6/24/2021)
RR
Hawaii(6/23/2021)
RR
Idaho(6/22/2021)
RR
Illinois(7/2/2021)
IAR
Illinois(10/14/2022)
RR
Indiana(6/25/2021)
RR
Iowa(6/23/2021)
RR
Kansas(6/23/2021)
RR
Kentucky(6/29/2021)
RR
Louisiana(6/23/2021)
RR
Maine(6/23/2021)
RR
Maryland(6/22/2021)
RR
Massachusetts(6/23/2021)
IAR
Massachusetts(7/14/2021)
RR
Michigan(6/24/2021)
RR
Minnesota(6/29/2021)
RR
Mississippi(6/23/2021)
RR
Missouri(6/22/2021)
RR
Montana(6/22/2021)
RR
New Hampshire(6/22/2021)
RR
New Jersey(7/9/2021)
RR
New Mexico(6/23/2021)
RR
New York(6/25/2021)
IAR
New York(8/5/2021)
RR
North Carolina(6/22/2021)
RR
North Dakota(6/28/2021)
RR
Ohio(6/22/2021)
RR
Oklahoma(6/23/2021)
RR
Oregon(6/23/2021)
IAR
Pennsylvania(6/22/2021)
RR
Pennsylvania(6/23/2021)
RR
Puerto Rico(7/8/2021)
IAR
Puerto Rico(7/8/2021)
RR
Rhode Island(6/22/2021)
RR
South Carolina(6/24/2021)
RR
South Dakota(7/8/2021)
RR
Tennessee(6/23/2021)
IAR
Texas(6/22/2021)
RR
Texas(6/28/2021)
RR
Utah(6/22/2021)
RR
Vermont(6/23/2021)
RR
Virginia(6/22/2021)
RR
Washington(6/23/2021)
RR
West Virginia(7/8/2021)
RR
Wisconsin(6/23/2021)
RR
Wyoming(6/23/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
