Jenny T. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jenny Tate Morgan, who also goes by Jenny T. Schreiner, was a registered financial professional .
Jenny is a previously registered financial professional and started their career in finance in 1998. Jenny had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2014 - June 30, 2015
SEQUENCE FINANCIAL SPECIALISTS LLC
April 12, 2011 - January 10, 2013
STARLIGHT FUNDING INVESTMENTS, LLC
June 20, 2007 - June 5, 2009
STARLIGHT FUNDING INVESTMENTS, LLC
September 19, 2005 - October 31, 2006
STARLIGHT FUNDING INVESTMENTS, LLC
April 9, 2003 - October 13, 2003
MCC SECURITIES, INC.
September 14, 2000 - December 6, 2001
WESTAMERICA INVESTMENT GROUP
April 27, 2000 - June 9, 2000
JULIUS BAER SECURITIES INC.
January 28, 1998 - February 24, 2000
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
