Ezekiel A. Rahman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezekiel Abdel Rahman, who also goes by Valery Lafleur, Ezekiel A Rahman, was a registered financial professional .
Ezekiel is a previously registered financial professional and started their career in finance in 1997. Ezekiel had worked at 8 firms and has passed the Series 63, Series 66, Series 65, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - October 5, 2012
CHARLES MORGAN SECURITIES, INC.
July 16, 2008 - February 3, 2009
MAX INTERNATIONAL BROKER/DEALER CORP.
December 17, 2004 - September 15, 2005
IDS LIFE INSURANCE COMPANY
December 17, 2004 - September 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2004 - January 11, 2005
WORLD GROUP SECURITIES, INC.
January 2, 2002 - September 23, 2002
LADENBURG CAPITAL MANAGEMENT INC.
September 17, 2001 - January 2, 2002
LADENBURG THALMANN & CO. INC.
March 31, 2000 - August 7, 2001
WMA SECURITIES, INC.
December 24, 1997 - June 25, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES MORGAN SECURITIES, INC.
CRD#: 138887 / SEC#: , 8-67181
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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