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Ezekiel Abdel Rahman

CRD# 2965793·Registered 1997 - 2012
Previously Registered: Being a previously registered professional could mean that Ezekiel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ezekiel Abdel Rahman, who also goes by Valery Lafleur, Ezekiel A Rahman, was a registered financial advisor. Ezekiel was a previously registered financial professional and started their career in finance 1997 - 2012. Ezekiel had worked at 8 firms and has passed the Series 63, Series 66, Series 65, Series 7, Series 3 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Valery Lafleur, Ezekiel A Rahman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CHARLES MORGAN SECURITIES, INC.·CRD# 138887
BD
New York, NY
July 19, 2012 - October 5, 2012
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
New York, NY
July 16, 2008 - February 3, 2009
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 17, 2004 - September 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 17, 2004 - September 15, 2005
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
January 9, 2004 - January 11, 2005
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
January 2, 2002 - September 23, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
September 17, 2001 - January 2, 2002
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
March 31, 2000 - August 7, 2001
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
December 24, 1997 - June 25, 1999

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Current Firm

CM
CHARLES MORGAN SECURITIES, INC.

CHARLES MORGAN SECURITIES, INC.

CRD#: 138887 / SEC#: 8-67181
BD
Terminated by SEC on 11/20/2012

Contact Information

Established

New York since 06/20/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CMS GLOBAL SECURITIES, INC.95% OWNER—
PCM INDUSTRIES, INC.5 % OWNER—
MANZO, MARK THOMASFINOP1229739
TABOADA, PAUL ERICCHAIRMAN - CEO - CCO2033981

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2012About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Aug 2011About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2008About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Jul 2012About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2011About the Series 3 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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