Robert A. O'toole

PERSONAL WEALTH PLANNING

Hollywood, FL 33020

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CRD#: 2965745

Professional summary

Robert Allan O'toole, CFP®, who also goes by Robert Allan Otoole, is a registered financial advisor currently at PERSONAL WEALTH PLANNING, LLC located in Hollywood, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 66, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Allan Otoole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan O'toole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

December 10, 2018 - Present

PERSONAL WEALTH PLANNING, LLC

Office #1: 2450 Hollywood Blvd Suite 302, Hollywood, FL 33020

RIA

CRD#: 299390

Hollywood, FL

Past

April 24, 2013 - March 22, 2019

AZZENDO WEALTH ADVISORS

RIA

CRD#: 139610

HOLLYWOOD, FL

Past

December 5, 2005 - June 28, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOLLYWOOD, FL

Past

December 1, 2005 - June 28, 2013

LPL FINANCIAL LLC

CRD#: 6413

HOLLYWOOD, FL

Past

December 18, 1997 - December 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOLLYWOOD, FL

Past

December 16, 1997 - December 1, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 16, 1997 - December 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOLLYWOOD, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/10/2018)

IAR

Texas
(7/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/22/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/21/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2004

General Securities Principal Examination

Current Firm

PERSONAL WEALTH PLANNING, LLC

CRD#: 299390 / SEC#:

Florida

Registered Investment Advisory firm - (12/10/2018 Approved)

Texas

Registered Investment Advisory firm - (7/12/2019 Conditional Restricted)

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Contact information

Main Address

2450 Hollywood Blvd Suite 302, Hollywood, FL 33020

Mailing Address

Phone number

(954) 985-3555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 14,032,736

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. O'toole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan O'toole's CRS (Customer Relationship Summary).

Certified licenses

Experience

AZZENDO WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2001

Series 7

Date: 12/15/1997

Series 9

Date: 1/22/2005

Series 10

Date: 1/21/2005

Series 24

Date: 9/8/2004

Current Firm

PERSONAL WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSONAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

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