Robert Allan O'toole
CFP®Professional Summary
Robert Allan O'toole, CFP®, who also goes by Robert Allan Otoole, is a registered financial advisor currently at PERSONAL WEALTH PLANNING, LLC located in Hollywood, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 66, Series 7, Series 9, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Allan Otoole
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
PERSONAL WEALTH PLANNING, LLC
Contact Information
Main Address
2450 Hollywood Blvd Suite 302, Hollywood, FL 33020Phone Number
(954) 985-3555# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
95AUM (Assets Under Management)
$14,032,736Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/10/2018)
(7/16/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2005About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2005About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Allan O'toole's CRS (Customer Relationship Summary).
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