Michael T. Brown

OLDE TOWNE FINANCIAL MANAGEMENT CO.

Greensboro, NC 27408

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CRD#: 2965633

Professional summary

Michael Todd Brown, who also goes by +michael Todd Brown, Mike Brown, is a registered financial advisor currently at OLDE TOWNE FINANCIAL MANAGEMENT CO. located in Greensboro, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

+michael Todd Brown | Mike Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2017 - Present

OLDE TOWNE FINANCIAL MANAGEMENT CO.

Office #1: 7 Corporate Center Court, Suite B, Greensboro, NC 27408

RIA

CRD#: 288706

Greensboro, NC

Past

January 26, 2009 - June 27, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

GREENSBORO, NC

Past

January 26, 2009 - June 27, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

GREENSBORO, NC

Past

December 10, 2008 - March 12, 2009

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

GREENSBORO, NC

Past

April 11, 2006 - November 14, 2008

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

GREENSBORO, NC

Past

April 11, 2006 - March 12, 2009

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

GREENSBORO, NC

Past

January 9, 2004 - April 11, 2006

INTERCAROLINA FINANCIAL SERVICES, INC.

RIA

CRD#: 19475

GREENSBORO, NC

Past

January 8, 2004 - April 11, 2006

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

July 1, 2003 - January 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENSBORO, NC

Past

July 1, 2003 - January 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 31, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

GREENSBORO, NC

Past

September 13, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 18, 1997 - September 15, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/28/2017)

IAR

Pennsylvania
(7/18/2017)

IAR

Virginia
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2006

General Securities Principal Examination

Current Firm

OLDE TOWNE FINANCIAL MANAGEMENT CO.

OLDE TOWN FINANCIAL MANAGEMENT CO. | OLDE TOWNE FINANCIAL MANAGEMENT COMPANY, INC. | OLDE TOWNE FINANCIAL MANAGEMENT COMPANY | OLDE TOWNE FINANCIAL MANAGEMENT CO.

CRD#: 288706 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/28/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/18/2017 Approved)

Virginia

Registered Investment Advisory firm - (8/10/2017 Approved)

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Contact information

Main Address

7 Corporate Center Court, Suite B, Greensboro, NC 27408

Mailing Address

Phone number

(336) 346-3097

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 18,928,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

INTERCAROLINA FINANCIAL SERVICES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

WACHOVIA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/1997

SIE

Date: 6/27/2017

Series 7

Date: 12/17/1997

Series 24

Date: 12/20/2006

Current Firm

OLDE TOWNE FINANCIAL MANAGEMENT CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLDE TOWNE FINANCIAL MANAGEMENT CO.

TRUST BUT VERIFY

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