KC
Kevin A. Cox
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CRD#: 2965617
KC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Andrew Cox, CLU® was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KCOX ENTERPRISES LLC; NON-INVESTMENT RELATED; 245 N. MAIN STREET, SUITE 200, SPRINGBORO OH 45066; INVESTMENT OR COMMERCIAL PROPERTY; OWNER; 02/2005; 10-HOURS PER MONTH DEVOTED; ZERO. 2) PRESERVE @ WETHERINGTON HOA; NON-INVESTMENT RELATED; PRESERVE PALACE, WEST CHESTER, OH 45069; ASSOCIATION/COMMITTEE/COUNCIL; PRESIDENT, 0% OWNERSHIP; 12/1/2012; 2 HRS/MO FOR BOTH; OVERSEE THE COMMUNITY ASSOCIATION. 3) AMY BRENNER MD AND ASSOCIATES LLC; NON-INVESTMENT RELATED; 6413 THORNBERRY CT, MASON, OH 45040; PUBLIC SERVICE; CONSULTANT, 0% OWNERSHIP; 7/1/2011; 16 HRS/MO; 8 HRS/MO DURING TRADING HOURS; CONSULTANT FOR MARKETING, HR, BOOKKEEPING, STRATEGIC PLANNING. 4) GREENBRIER PROFESSIONAL BUILDING LLC; NON-INVESTMENT RELATED; 7353 PRESERVE PLACE, WEST CHESTER, OH 45069; INVESTMEN OR COMMERCIAL PROPERTY; 100% OWNER; 6/20/13; 16 HRS/MO; 2 HRS/MO DURING TRADING HOURS; MANAGE COMMERCIAL OFFICE BUILDING AND MAINTENENCE CONTRACTS. 5) Springboro Sprinter Specialists LLC; non-investment related; 7353 Preserve place, West Chester, OH 45069; I am buying an RV and wish to treat is a new business venture and allow short term rental of it. There are third party brokerage sites that specialize in this activity similar to Airbnb for a home. Outdoorsy.com and RVNation are two sites for example.; 11/1/2020; 12; 4; none. 6) Uber Eats; non-investment; 1455 market street, San Francisco, Ca 94103; service industry; independent contractor; 4/1/2022; 12; 0; none. 7) Kevin Cox's Insurance Agency; Insurance Agency; Investment-related; 245 N Main St Ste 200 Springboro, OH 45066-9171; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2003; 80; 80; Service customers and supervise employees 8) Kenwood Office Park LLC; Investment related; 8271 Pine Road Cincinnati OH 45236; Investment or Commercial Property; Owner; None; 02/28/2023; 4; 0; LLC formed to hold commercial real estate
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
September 4, 2023 - February 21, 2025
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Springboro, OH
Past
February 14, 2013 - February 21, 2025
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
Springboro, OH
Past
December 15, 1997 - March 20, 2012
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
