Eric J. Keating

WILLOW CREEK WEALTH MANAGEMENT

SEBASTOPOL, CA 95472

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CRD#: 2965591

Professional summary

Eric John Keating, CFP® is a registered financial advisor currently at WILLOW CREEK WEALTH MANAGEMENT, INC. located in Sebastopol, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Eric has worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

What are your service offerings?

Inheritance

Retirement Income Management

Comprehensive Financial Planni...

Tax Planning

Investment Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Keating's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 30, 2022 - Present

WILLOW CREEK WEALTH MANAGEMENT, INC.

Office #1: 825 Highway 116, North Ste. #5, Sebastopol, CA 95472

RIA

CRD#: 109240

SEBASTOPOL, CA

Past

January 14, 2019 - July 7, 2022

JDH WEALTH MANAGEMENT, LLC

RIA

CRD#: 112474

SANTA ROSA, CA

Past

January 3, 2002 - November 8, 2005

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

May 1, 2001 - September 27, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 29, 1998 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLOW CREEK WEALTH MANAGEMENT, INC.

WILLOW CREEK FINANCIAL SERVICES, INC. | WILLOW CREEK WEALTH MANAGEMENT, INC.

CRD#: 109240 / SEC#: 801-56562

RIA

Registered Investment Advisory firm - (5/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/2/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/7/1997

General Securities Representative Examination

Current Firm

WILLOW CREEK WEALTH MANAGEMENT, INC.

WILLOW CREEK FINANCIAL SERVICES, INC. | WILLOW CREEK WEALTH MANAGEMENT, INC.

CRD#: 109240 / SEC#: 801-56562

RIA

Registered Investment Advisory firm - (5/1/1999 Approved)

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Contact information

Main Address

825 Highway 116, North Ste. #5, Sebastopol, CA 95472

Mailing Address

Phone number

(707) 829-1146

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WILLOW CREEK WEALTH MANAGEMENT, INC. FORM ADV 2A/2B - MARCH 3, 2025 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	2,923
AUM (Assets Under Management)	$ 1,945,693,378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Eric J. Keating

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Keating's CRS (Customer Relationship Summary).

Certified licenses

Experience

JDH WEALTH MANAGEMENT, LLC

GLEACHER & COMPANY SECURITIES, INC.

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

Primary Firm SEC Registration

WILLOW CREEK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2019

Series 63

Date: 6/4/1998

Series 55

Date: 4/2/1999

Series 7

Date: 11/7/1997

Current Firm

WILLOW CREEK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLOW CREEK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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