Michael D. Thompson
Professional summary
Michael David Thompson, who also goes by Michael David Thompson, is a registered financial professional currently at HALO SECURITIES, LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2023 - Present
HALO SECURITIES, LLC
Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606September 12, 2017 - September 14, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 12, 2017 - April 20, 2021
TD AMERITRADE, INC.
July 24, 2017 - April 20, 2021
TD AMERITRADE, INC.
January 1, 2004 - September 23, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 5, 2000 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
December 15, 1997 - March 15, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2023)
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Exams
Series 7TO
Date: 10/6/2023
General Securities Representative ExaminationFINRA
Current Firm
HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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