Philip Degaetano
Professional summary
Philip Degaetano, who also goes by Phil L Degaerano, Dega Degaetano, Phil L Degaetano, Phil Louis Degaetano, Philip Louis Degaetano Mr., Philip Louis Degaetano, is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1998. Philip has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Degaetano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2026 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001September 5, 2023 - March 15, 2024
JOSEPH GUNNAR & CO. LLC
December 22, 2021 - June 23, 2023
MIZUHO SECURITIES USA LLC
August 29, 2016 - December 22, 2021
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
June 24, 2010 - October 5, 2016
BROWN BROTHERS HARRIMAN & CO.
March 7, 2006 - June 18, 2010
CITIGROUP GLOBAL MARKETS INC.
January 22, 2002 - January 12, 2006
CITICORP INVESTMENT SERVICES
January 2, 2001 - December 20, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
June 18, 1998 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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