Peter Rhee
Professional summary
Peter Rhee was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Peter had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, WOODSTOCK FINANCIAL GROUP INC., CARNEGIE INVESTOR SERVICES INC., THINKEQUITY LLC, WALSH MANNING SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2003 - March 14, 2005
GUNNALLEN FINANCIAL, INC
January 29, 2001 - September 15, 2003
WOODSTOCK FINANCIAL GROUP, INC.
August 25, 1998 - January 24, 2001
CARNEGIE INVESTOR SERVICES INC.
May 21, 1998 - August 24, 1998
THINKEQUITY LLC
March 4, 1998 - May 26, 1998
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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