Leticia D. Cardonick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leticia Davis Cardonick, who also goes by Leticia Cardonick, Tish Cardonick, Leticia Davis Cardonick, Leticia Davis, Tish Davis, was a registered financial professional .
Leticia is a previously registered financial professional and started their career in finance in 1998. Leticia had worked at 2 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - August 16, 2016
COINSHARES CAPITAL LLC
January 14, 1998 - November 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COINSHARES CAPITAL LLC
CRD#: 170506 / SEC#: , 8-69422
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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