Walter L. Jackson
Professional summary
Walter Leonard Jackson JR, who also goes by Walter Leonard Jackson Jr, Walter Leonard Jackson Jr., Walter Leonard Jr Jackson, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Walter is registered as a RR (Registered Representative) and started their career in finance in 1998. Walter has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Leonard Jackson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 21, 2023 - November 21, 2024
STONEHAVEN, LLC
July 13, 2018 - July 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 3, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
April 28, 1998 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2025)
(2/4/2025)
(2/4/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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