Michael S. Hazell

PENN WEALTH MANAGEMENT

Overland Park, KS 66210

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CRD#: 2964257

Professional summary

Michael Simmons Hazell, who also goes by Mike S Hazell, is a registered financial advisor currently at PENN WEALTH MANAGEMENT located in Overland Park, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike S Hazell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PENN WEALTH PUBLISHING. INVESTMENT RELATED. Commerce Plaza, 7300 WEST 110TH STREET, SUITE 700, OVERLAND PARK KS 66210. WEBSITE PUBLICATION PROVIDED TO SUBSCRIBING MEMBERS AND GENERAL AUDIENCE. INFORMATION INCLUDES INVESTMENT-RELATED MATERIAL. SOLE MEMBER OF LLC. START DATE 2013.01.01. 20 HOURS PER MONTH, ONE HOUR PER DAY DURING TRADING HOURS. WRITE BUSINESS-RELATED ARTICLES FOR SITES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Simmons Hazell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2010 - Present

PENN WEALTH MANAGEMENT

Office #1: 7300 West 110th Street Suite 700, Overland Park, KS 66210

RIA

CRD#: 152948

Overland Park, KS

Past

June 14, 2006 - December 7, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LEAWOOD, KS

Past

June 13, 2006 - January 11, 2010

MARINER WEALTH

RIA

CRD#: 140195

LEAWOOD, KS

Past

September 5, 2002 - June 22, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

OVERLAND PARK, KS

Past

December 7, 2000 - June 22, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

OVERLAND PARK, KS

Past

December 2, 1997 - December 22, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(4/6/2010)

IAR

Texas
(2/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/1997

General Securities Representative Examination

Current Firm

PENN WEALTH MANAGEMENT

PENN WEALTH MANAGEMENT | PENN WEALTH MANAGEMENT, LLC

CRD#: 152948 / SEC#:

Kansas

Registered Investment Advisory firm - (4/6/2010 Approved)

Texas

Registered Investment Advisory firm - (2/21/2018 Conditional Restricted)

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Contact information

Main Address

7300 West 110th Street Suite 700, Overland Park, KS 66210

Mailing Address

Phone number

(913) 538-7174

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 15,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Hazell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Simmons Hazell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENN WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

MARINER WEALTH

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2002

Series 63

Date: 12/3/1997

Series 7

Date: 12/1/1997

Current Firm

PENN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENN WEALTH MANAGEMENT

TRUST BUT VERIFY

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